Featured Product

    ESMA to Update MiFID II Registers from January 2018

    December 08, 2017

    ESMA will provide updated Registers information in line with requirements under MIFIR/MiFID II. ESMA will compile the registers based on data provided by the national competent authorities of the member states of the European Economic Area (EEA), on and from January 03, 2018. The launch of Registers will update the existing registers under MiFID I and provide for new registers under MiFID II/MiFIR.

    ESMA is working on a new release of  those registers for the first quarter of 2018. Therefore, until the new register release is fully available as an IT functionality on its website, ESMA will provide an interim solution. The interim solution means that ESMA will publishing, on a fortnightly basis, the latest registers information in an Excel format, which will be available for download. The list of affected registers is as follows:

    • Regulated markets
    • Multilateral Trading Facilities
    • Organized trading facilities (New)
    • Systematic Internalisers
    • Approved Publication Arrangements (New)
    • Consolidated Tape Providers (New)
    • Approved Reporting Mechanisms (New)
    • Suspension and Restorations (SARIS)—SARIS file will be made available once a week in a pdf format
    • Central counterparties will become obsolete and removed from publication
    • Shares admitted to trading on EU regulated markets will be replaced by FIRDS publication: Transparency January 03, 2018

     

    Related Links

     

    Keywords: Europe, EU, Securities, MiFIR, MiFID II, MiFID Registers, ESMA

    Featured Experts
    Related Articles
    News

    APRA Publishes Proposal to Increase Transparency of Banking Data

    APRA proposed to substantially increase the volume and breadth of data it makes publicly available on authorized deposit-taking institutions, including banks, credit unions, and building societies.

    December 05, 2019 WebPage Regulatory News
    News

    ESMA Consults on Guide to Internal Controls for Credit Rating Agencies

    ESMA launched a consultation on the guidelines on internal controls for credit rating agencies (CRAs).

    December 05, 2019 WebPage Regulatory News
    News

    EU Finalizes Directive and Prudential Rules for Investment Firms

    EU published, in the Official Journal of the European Union, the Directive (2019/2034) and Regulation (2019/2033) on the prudential requirements and supervision of investment firms.

    December 05, 2019 WebPage Regulatory News
    News

    OSFI Revises Guideline on Principles for Management of Liquidity Risk

    OSFI finalized Guideline B-6 on the principles for the management of liquidity risk.

    December 05, 2019 WebPage Regulatory News
    News

    PRA Consults on Framework to Manage Outsourcing and Third-Party Risk

    PRA published a consultation paper CP30/19 that sets out proposals to modernize the regulatory framework on outsourcing and third-party risk management.

    December 05, 2019 WebPage Regulatory News
    News

    BoE, PRA, and FCA Consult to Strengthen Operational Resilience

    BoE, PRA, and FCA published a shared policy summary and coordinated consultation papers on new requirements to strengthen operational resilience in the financial services sector.

    December 05, 2019 WebPage Regulatory News
    News

    EC Amends Rule on Mapping of External Credit Assessment Institutions

    EC published the implementing regulation (EU) 2019/2028, which amends Regulation 2016/1799, regarding the mapping tables specifying correspondence between the credit risk assessments of external credit assessment institutions (ECAIs) and the credit quality steps set out in the Capital Requirements Regulation.

    December 04, 2019 WebPage Regulatory News
    News

    EBA Issues Second Part of Advice on Implementation of Basel III in EU

    EBA published the second part of its advice on the implementation of Basel III in EU, which complements the report published on August 05, 2019.

    December 04, 2019 WebPage Regulatory News
    News

    EU Approves European Council Proposal on CCP Recovery and Resolution

    EU ambassadors approved the position of European Council on a proposed framework for clearing houses and their authorities to prepare for and deal with financial difficulties.

    December 04, 2019 WebPage Regulatory News
    News

    OSFI Releases Guideline on Foreign Bank Branch Deposit Requirements

    OSFI released the final version of Guideline A-10 on foreign bank branch deposit requirements, along with guideline impact analysis statement.

    December 04, 2019 WebPage Regulatory News
    RESULTS 1 - 10 OF 4268