ESMA Updates List of Technical Standards Under Its Mandate
ESMA updated the overview of implementing and regulatory technical standards under its mandate, with information about the process and related documents. Among other information, the table provides the status of each technical standard, the date of its publication in the Official Journal of the European Union, and the date of its entry into force.
The overview table categorizes technical standards by directives and regulations, including Alternative Investment Fund Managers Directive, Benchmarks Regulation, Credit Rating Agencies Regulation, Capital Requirements Regulation, Central Securities Depositories Regulation, European Long-Term Investment Funds Regulation, European Market Infrastructure Regulation, Market Abuse Regulation, Markets in Financial Instruments Regulation, Packaged Retail and Insurance-Based Investment Products Regulation, Prospectus Regulation, Securities Financing Transaction Regulation, Money Market Funds Regulation, Undertakings for Collective Investment in Transferable Securities Directive, Short Selling Regulation, and Simple, Transparent, and Standardized (STS) Securitization Regulation. The table also contains links to the final technical standards, along with links to the consultation reports, responses received to consultations, and the final report submitted to EC.
Related Link: Technical Standards (XLSX)
Keywords: Europe, EU, Banking, Insurance, Securities, Regulatory Technical Standards, Implementing Technical Standards, Overview of Technical Standards, ESMA
Previous ArticleEU Council Adopts Legislative Reforms Under Capital Markets Union
FINMA Approves Merger of Credit Suisse and UBS
The Swiss Financial Market Supervisory Authority (FINMA) has approved the takeover of Credit Suisse by UBS.
BOE Sets Out Its Thinking on Regulatory Capital and Climate Risks
The Bank of England (BOE) published a working paper that aims to understand the climate-related disclosures of UK financial institutions.
OSFI Finalizes on Climate Risk Guideline, Issues Other Updates
The Office of the Superintendent of Financial Institutions (OSFI) is seeking comments, until May 31, 2023, on the draft guideline on culture and behavior risk, with final guideline expected by the end of 2023.
APRA Assesses Macro-Prudential Policy Settings, Issues Other Updates
The Australian Prudential Regulation Authority (APRA) published an information paper that assesses its macro-prudential policy settings aimed at promoting stability at a systemic level.
BIS Paper Examines Impact of Greenhouse Gas Emissions on Lending
BIS issued a paper that investigates the effect of the greenhouse gas, or GHG, emissions of firms on bank loans using bank–firm matched data of Japanese listed firms from 2006 to 2018.
HMT Mulls Alignment of Ring-Fencing and Resolution Regimes for Banks
The HM Treasury (HMT) is seeking evidence, until May 07, 2023, on practicalities of aligning the ring-fencing and the banking resolution regimes for banks.
MFSA Sets Out Supervisory Priorities, Issues Reporting Updates
The Malta Financial Services Authority (MFSA) outlined its supervisory priorities for 2023
German Regulators Issue Multiple Reporting Updates for Banks
Deutsche Bundesbank published the nationally deactivated validation rules for the German Commercial Code (HGB) users on the taxonomy 3.2, which became valid from December 31, 2022
BCBS Report Examines Impact of Basel III Framework for Banks
The Basel Committee on Banking Supervision (BCBS) published results of the Basel III monitoring exercise based on the June 30, 2022 data.
PRA Consults on Prudential Rules for "Simpler-Regime" Firms
Among the recent regulatory updates from UK authorities, a key development is the first-phase consultation, from the Prudential Regulation Authority (PRA), on simplifications to the prudential framework that would apply to the simpler-regime firms.