ESMA Updates Q&As on the Application of UCITS Directive and AIFMD
ESMA updated question and answer (Q&A) documents on the application of the Undertakings for the Collective Investment in Transferable Securities (UCITS) Directive and the Alternative Investment Fund Managers Directive (AIFMD). The purpose of these Q&A documents is to promote common supervisory approaches and practices in the application of the UCITS Directive and AIFMD and their implementing measures.
The updates include new Q&As related to the following:
- UCITS investing in other UCITS with different investment policies
- Calculation of issuer concentration limits pursuant to Article 52 of the UCITS Directive
- Reuse of assets by a UCITS depositary under Article 22(7) of the UCITS Directive
- The supervision of branches of UCITS Management Companies or AIFMs providing Markets in Financial Instruments Directive (MiFID) investment services
Related Links
Keywords: Europe, EU, Securities, UCITS, AIFMD, Q&A, ESMA
Previous Article
PRA Consults on Minor Amendments to Regulatory ReportingRelated Articles
|
News
BaFin Publishes Submission Deadlines Under Solvency IIBaFin published quarterly and annual submission deadlines on the Solvency II reporting page on its website.
February 25, 2020
WebPage
Regulatory News
|
|
News
RBNZ to Address Cyber Risk Through Risk Management GuidanceRBNZ announced that it is strengthening its efforts to enhance resilience of the financial system from cyber threats, including developing risk management guidance and promoting information-sharing in collaboration with industry and other public organizations.
February 25, 2020
WebPage
Regulatory News
|
|
News
FSI Convened Meeting on Climate Risk Assessment in Financial SectorThe Financial Stability Institute (FSI) of BIS issued a summary of the meeting held in Basel from February 20-21, 2020.
February 24, 2020
WebPage
Regulatory News
|
|
News
BCBS Updates Basel III Monitoring Workbook in February 2020BCBS updated the workbook for Basel III monitoring to version 4.1.2, for the collection of December 2019 data.
February 24, 2020
WebPage
Regulatory News
|
|
News
Bank of Finland Updates Validation Checks for AnaCredit ReportingBank of Finland published Version 1.8 of the validation checks for credit data collection under the AnaCredit Regulation.
February 24, 2020
WebPage
Regulatory News
|
|
News
APRA Plans to Assess Climate Risks and Develop Prudential GuidanceAPRA published a letter that outlines its plans to undertake a climate change vulnerability assessment and develop a prudential practice guide focused on climate-related financial risks.
February 24, 2020
WebPage
Regulatory News
|
|
News
FDIC Publishes Guide to Help with Third-Party Risk ManagementThe technology lab of FDIC (FDiTech) published a new guide to help financial technology, or fintech, companies and others partner with banks.
February 24, 2020
WebPage
Regulatory News
|
|
News
PRA Removes References to LIBOR in SoP on Pillar 2 Capital and SS20/15PRA published a policy statement (PS3/20) that provides updates to certain supervisory statements (SS20/15, SS28/15, and SS35/15) and statements of policy (SoP).
February 24, 2020
WebPage
Regulatory News
|
|
News
APRA to Transition to Annual Stress Testing of Large Banks in 2020APRA published key findings of the stress testing assessment conducted on authorized deposit-taking institutions.
February 21, 2020
WebPage
Regulatory News
|
|
News
BoE Updates Version 1.1.0 of Taxonomy for Form AS and Form FVBoE published the statistical notice 2020/01 that provides an update to Version 1.1.0 of the taxonomy for forms AS (MFI holdings of securities collection) and FV (Financial Vehicle Corporations return) and the associated validation rules.
February 21, 2020
WebPage
Regulatory News
|
