Featured Product

    BaFin Proposal on Information Transmission for Qualifying CCP Holding

    June 19, 2017

    BaFin published a draft circular about the publication of the list of the information to be transmitted with a view to the acquisition, increase, reduction, or sale of a qualifying holding in a central counterparty (CCP). BaFin is issuing a consultation regarding this and the consultation period ends on July 30, 2017.

    Article 32 (4) of the European Market Infrastructure Regulation (EMIR) stipulates that each EU member state shall determine the information to be communicated to market participants by the relevant supervisory authorities when they wish to acquire, increase, reduce, or dispose of qualifying holdings in a central counterparty. This list of information to be transmitted is necessary for the relevant supervisory authorities of the central counterparties to be able to make an assessment according to Article 32 EMIR.

     

    Related Link (in German): Notification on Consultation

    Comments Due Date: July 30, 2017
    Keywords: Europe, BaFin, Germany, Securities, EMIR, Qualifying Holdings, CCPs

    Related Articles
    News

    HKMA Announces Initiative to Support SMEs Amid COVID-19 Outbreak

    HKMA issued a circular on a 100% Loan Guarantee Product under the Small and Medium-Sized Enterprise (SME) Financing Guarantee Scheme.

    April 06, 2020 WebPage Regulatory News
    News

    PRA and FCA Issue Statement on SM&CR Expectations During COVID Crisis

    PRA and FCA published a statement that sets out their joint approach to the Senior Managers and Certification Regime (SM&CR) for dual-regulated firms in light of the Covid-19 outbreak.

    April 04, 2020 WebPage Regulatory News
    News

    EC Approves State Aid Schemes in the Context of COVID-19 Outbreak

    EC approved German, Greek, Maltese, Polish, Portuguese, Spanish, and Swedish State aid schemes to support the economy in the context of the COVID-19 outbreak.

    April 04, 2020 WebPage Regulatory News
    News

    HKMA Announces Liquidity Measures in Response to COVID-19 Outbreak

    HKMA issued a circular on liquidity measures that HKMA has taken or plans to take in response to COVID-19 outbreak.

    April 03, 2020 WebPage Regulatory News
    News

    EBA Updates List of Other Systemically Important Institutions

    EBA updated the list of Other Systemically Important Institutions (O-SIIs) in EU.

    April 03, 2020 WebPage Regulatory News
    News

    BaFin Lowers Countercyclical Capital Buffer Amid COVID-19 Outbreak

    BaFin published a general order to lower the countercyclical capital buffer (CCyB) from 0.25% to 0% as of April 01, 2020.

    April 03, 2020 WebPage Regulatory News
    News

    BCBS Announces Additional Measures to Alleviate Impact of COVID-19

    BCBS announced additional measures to alleviate the impact of COVID-19 on the global banking system.

    April 03, 2020 WebPage Regulatory News
    News

    ESMA Updates Risk Assessment in Light of COVID-19

    ESMA updated its risk assessment to account for the impact of the COVID-19 pandemic.

    April 02, 2020 WebPage Regulatory News
    News

    FSB Outlines and Reprioritizes Its Work to Address COVID-19 Risks

    FSB published a statement that outlines its work toward addressing the financial stability risks posed by COVID-19, along with the reprioritization of its work program for 2020.

    April 02, 2020 WebPage Regulatory News
    News

    EIOPA Announces Measures to Address the Impact of COVID-19

    Due to the outbreak of COVID-19, EIOPA is re-prioritizing and alleviating the burden by extending the deadlines or delaying projects where input from national competent authorities and/or industry is foreseen.

    April 02, 2020 WebPage Regulatory News
    RESULTS 1 - 10 OF 4944