MAS published its enforcement monograph to provide greater clarity and transparency into how it deters, detects, investigates, and takes action against breaches of the rules and regulations it administers.
September 24, 2018
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EBA published answers to three questions under the Single Rulebook question and answer (Q&A) updates for this week.
September 21, 2018
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The five US Agencies approved final amendments to swap margin requirements. These amendments conform with the recent rule changes that impose new restrictions on certain qualified financial contracts of systemically important banking organizations (QFC Rules).
September 21, 2018
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ECB finalized the guide to on-site inspections and internal model investigations, following a public consultation.
September 21, 2018
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BCBS met in Basel on September 19-20, 2018 to discuss a range of policy and supervisory issues and to take stock of the implementation of post-crisis reforms by its members.
September 20, 2018
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IFRS proposed IFRS Taxonomy Update 1/2018 to reflect common reporting practice related to disclosure requirements in IFRS 13 on Fair Value Measurement.
September 20, 2018
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APRA published frequently asked questions (FAQs) on the large exposures framework for authorized deposit-taking institutions.
September 20, 2018
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OCC is proposing to amend its enforceable guidelines on recovery planning standards for insured national banks, insured federal savings associations, and insured federal branches. Comments must be received by November 05, 2018.
September 19, 2018
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IOSCO issued a final report providing measures for securities regulators to consider when addressing the risks arising from the marketing and sale of OTC leveraged products to retail investors.
September 19, 2018
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US Agencies (FDIC, FED, and OCC) proposed to amend the regulatory capital rule to revise the definition of high volatility commercial real estate (HVCRE) exposures.
September 18, 2018
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OCC is proposing renewal of the information collection associated with the guidance on stress testing for banking organizations with more than USD 10 billion in total consolidated assets.
September 18, 2018
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OSFI published the final version of its revised guideline on corporate governance. The guideline sets out expectations of OSFI from boards of directors of federally regulated financial institutions.
September 18, 2018
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IOSCO published the final report that sets out guidance to help its members address conflicts of interest and associated misconduct risks that may arise and undermine the equity capital raising process.
September 18, 2018
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BDF published additional supporting information for AnaCredit reporting. The published information is in the form of documents titled “Framework for Financial Institutions and Public Administrations” and “Financial institutions and public administrations framework - movements between June and September 2018”
September 18, 2018
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The Money Markets Committee (MMC) of BoE, which comprises market participants from a wide range of banks, other financial and non-financial institutions, has launched a Public Register.
September 17, 2018
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EIOPA published new sets of questions and answers (Q&A) on guidelines, implementing regulations, and delegating regulations applicable to insurers in Europe.
September 17, 2018
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PRA published the consultation paper CP20/18, which proposes rules for certain consequential changes and minor administrative amendments related to the extension of the Senior Managers and Certification Regime (SM&CR) for insurers.
September 17, 2018
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BIS published a report on the results of a study on monitoring of fast-paced electronic markets. The report examines major developments in the evolution of market structure and their implications for central banks.
September 17, 2018
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Bank of Italy published the updated technical procedures and schema for AnaCredit reporting, along with Version 1.6 of the AnaCredit Handbook for reporting.
September 17, 2018
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IMF published its staff report and selected issues report under the 2018 Article IV consultation with Norway.
September 17, 2018
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FCA, in CP18/25, is consulting on the new rules and guidance to implement the revised Payment Services Directive (PSD2). CP18/25 focuses on the regulatory technical standards for strong customer authentication and common and secure open standards of communication (SCA-RTS).
September 17, 2018
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APRA released a package of prudential standards and guides to improve governance and decision-making in the private health insurance (PHI) industry.
September 14, 2018
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At a roundtable in Paris that was hosted by the Bank of France, key global and regional payment, clearing, and settlement operators met to discuss cyber-security and the resilience of financial market infrastructures (FMIs) and the wider market ecosystem.
September 14, 2018
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ESRB updated its overview of national measures of macro-prudential interest in the EU and the European Economic Area.
September 14, 2018
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ESRB updated the table showing the countercyclical capital buffer (CCyB) rates applicable in the countries in the Eurosystem.
September 14, 2018
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OSFI proposed amendments to the guideline (Guideline B-5) specifying the regulatory framework for asset securitization transactions of insurers.
September 14, 2018
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ECB launched a public consultation on Part 2 of the guide to assessments of license applications. Part 2 complements the Licensing Guide published in March 2018 and both documents should be read together as one guide.
September 14, 2018
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ESMA updated the overview of implementing and regulatory technical standards under its mandate, with information about the process and related documents.
September 14, 2018
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IMF published its staff report and selected issues report under the 2018 Article IV consultation with the Republic of Kazakhstan.
September 14, 2018
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The European Parliament (EP) published a briefing that outlines the main purposes of the “enabling regulatory framework” for the development of sovereign bond-backed securities (SBBS).
September 14, 2018
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