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EC Sets Out Path Toward Completion of the Banking Union by 2018

EC published a communication that sets out a path to ensure agreement on all the outstanding elements of the Banking Union, based on existing commitments by the Council.

October 11, 2017 WebPage Regulatory News

ESMA Issues Q&As on MiFID II Implementation for Post-Trading Issues

ESMA issued Question and Answers (Q&As) on post-trading issues related to the implementation of the second Markets in Financial Instruments Directive (MiFID II) and Regulation (MiFIR).

October 10, 2017 WebPage Regulatory News

FSB Publishes Progress Report on Implementation of IBOR Reforms

FSB published a progress report on implementation of its 2014 recommendations to reform major interest rate benchmarks such as key interbank offered rates (IBORs).

October 10, 2017 WebPage Regulatory News

Hyun Song Shin of BIS on Institutional and Systemic Leverage

Mr. Hyun Song Shin, Economic Adviser and Head of Research of the BIS, spoke at the IMF conference on Systemic Risk and Macro-prudential Stress Testing in Washington DC.

October 10, 2017 WebPage Regulatory News

ECB Releases Results of the 2017 Stress Tests on IRRBB

ECB had conducted a sensitivity analysis of interest rate risk in the banking book (IRRBB) based on year-end 2016 numbers.

October 09, 2017 WebPage Regulatory News

ESMA Briefing on the Importance of LEI for MiFID II/MiFIR Compliance

The briefing describes LEI, explains which EU regulations and directives require its use, who can apply for it, and why it is important.

October 09, 2017 WebPage Regulatory News

ESMA Updates List of Recognized Third-Country CCPs

ESMA updated the list of recognized central counterparties (CCPs) based in third countries.

October 09, 2017 WebPage Regulatory News

FSI Paper on Policy Options for the Resolution of Nonperforming Loans

The paper on policy options reviews NPL resolutions in several countries and offers insights into the prerequisites for successful resolution strategies.

October 09, 2017 WebPage Regulatory News

Steven Maijoor of ESMA Speaks on Implementation of MiFID II and Brexit

He briefly outlined ESMA's key activities over the past 12 months, along with the upcoming challenges for the EU's capital markets and ESMA.

October 09, 2017 WebPage Regulatory News

Gabriel Bernardino of EIOPA on Achievements and Challenges for EIOPA

Gabriel Bernardino, Chairman of EIOPA, delivered a statement on the achievements of EIOPA over the past year, along with the challenges ahead, at the hearing of the European Parliament's Economic and Monetary Affairs Committee.

October 09, 2017 WebPage Regulatory News

EC Amends Rule Specifying Data to be Provided by Trade Repositories

EC published a Commission Delegated Regulation (CDR; EU Regulation 2017/1800) that further specifies the operational standards required to access, aggregate, and compare data across trade repositories.

October 07, 2017 WebPage Regulatory News

EC Regulation on the Exemption of Certain Third Country Central Banks

EC published the Commission Delegated Regulation (CDR; EU Regulation 2017/1799) on the exemption of certain third country central banks in their performance of monetary, foreign exchange, and financial stability policies from pre- and post-trade transparency requirements.

October 07, 2017 WebPage Regulatory News

BCBS to Allow National Discretions for Derivative Liabilities in NSFR

BCBS has agreed to allow national discretion for the net stable funding ratio's (NSFR's) treatment of derivative liabilities.

October 06, 2017 WebPage Regulatory News

EBA Single Rulebook Q&A: First Update for October 2017

As part of the Single Rulebook update for the first week of October 2017, answers to seven questions were published.

October 06, 2017 WebPage Regulatory News

EC Publishes US-EU Bilateral Agreement and Related Council Decisions

EC published, in the Official Journal of the European Union, the bilateral agreement between the EU and the U.S. on prudential measures regarding insurance and reinsurance.

October 06, 2017 WebPage Regulatory News

FSB Discusses Workplan and Next Steps on Evaluating Effects of Reforms

The FSB plenary met in Berlin and reviewed the workplan for the remainder of 2017-18, along with the next steps on evaluation of the effects of the post-crisis reforms.

October 06, 2017 WebPage Regulatory News

HKMA Revises SPM Modules on Corporate Governance and Risk Management

HKMA published the revised supervisory policy manual (SPM) modules on corporate governance of locally incorporated authorized institutions (CG-1) and risk management framework (IC-1).

October 06, 2017 WebPage Regulatory News

IMF Published Reports on the 2017 Article IV Consultation with Spain

IMF published its staff report, selected issues report, and the financial system stability assessment (FSSA) report on Spain.

October 06, 2017 WebPage Regulatory News

MAS Consults on Draft Notices and Guidelines Related to the SFA

MAS published consultation paper I on draft notices and guidelines pursuant to the Securities and Futures Act (SFA).

October 06, 2017 WebPage Regulatory News

US Agencies Propose Form FFIEC016 to Combine Three Stress Test Reports

The US agencies (OCC, FED, and FDIC) are seeking comments on the proposed Annual Dodd-Frank Act Company-Run Stress Test Report for depository institutions and holding companies with USD 10 to 50 billion in consolidated assets (FFIEC 016).

October 06, 2017 WebPage Regulatory News

US Treasury Report on Reducing Burdens of Capital Markets Regulation

The U.S. Department of the Treasury released a report detailing how to streamline and reform the U.S. regulatory system for the capital markets.

October 06, 2017 WebPage Regulatory News

EBA Publishes Work Program for 2018

The work program describes planned activities and tasks of EBA for the coming year.

October 05, 2017 WebPage Regulatory News

EBA Updated its Risk Dashboard for 2Q 2017

EBA published an update of its Risk Dashboard for the second quarter of 2017. The dashboard summarizes the key risks and vulnerabilities in the EU banking sector through a set of risk indicators.

October 05, 2017 WebPage Regulatory News

EIOPA Q&A on Regulations: First Update for October 2017

EIOPA published new sets of questions and answers (Q&A) on implementing and delegating regulations, mostly relevant to Solvency II.

October 05, 2017 WebPage Regulatory News

ESMA Publishes its Work Program for 2018

The work program sets out priorities and focus areas for 2018, in support of the ESMA mission to enhance investor protection and promote stable and orderly financial markets.

October 05, 2017 WebPage Regulatory News

ESMA Updates Q&As on AIFMD and UCITS in October 2017

ESMA published updated question and answer (Q&A) documents on the application of the Undertakings for the Collective Investment in Transferable Securities Directive (UCITS) and the Alternative Investment Fund Managers Directive (AIFMD).

October 05, 2017 WebPage Regulatory News

FED Extends Comment Date on Two Proposals for Firms It Supervises

FED is extending the public comment period on a proposal to enhance the effectiveness of boards of directors and on a proposal to better align its rating system for large financial institutions with the post-crisis supervisory program for these firms.

October 05, 2017 WebPage Regulatory News

FED Updates Reporting Forms FR 2314, Y-7N, and Y-11 in October 2017

Among the FED information collections that have been under review, the reporting forms FR 2314, FR Y-7N, and FR Y-11 have been revised in the first week of October 2017.

October 05, 2017 WebPage Regulatory News

IMF Publishes Technical Notes Under FSAP with Sweden

IMF published seven technical notes under the Financial Sector Assessment Program (FSAP) with Sweden.

October 05, 2017 WebPage Regulatory News

IMF Reports on the 2017 Article IV Consultation with Saudi Arabia

IMF published its staff report, selected issues report, and the financial system stability assessment (FSSA) report on Saudi Arabia. These reports are a part of the IMF's financial sector surveillance on Saudi Arabia.

October 05, 2017 WebPage Regulatory News
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