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EC Amends Technical Standards on Supervisory Reporting Under CRR

EC published the Implementing Regulation CIR 2017/1443, which amends Implementing Regulation (EU) No 680/2014 laying down implementing technical standards on supervisory reporting of institutions, according to the Capital Requirements Regulation (CRR: Regulation (EU) No 575/2013).

August 17, 2017 WebPage Regulatory News

ESMA Publishes Responses to Consultation on CRA Endorsement Guidelines

ESMA published the responses received to its consultation on update of the guidelines on the application of the endorsement regime under Article 4(3) of the Credit Rating Agencies (CRA) Regulation.

August 16, 2017 WebPage Regulatory News

BNM Publishes Exposure Draft on Leverage Ratio Under Basel III Reforms

BNM published the Exposure Draft setting out proposals for the leverage ratio framework for banking institutions, which is part of the Basel III regulatory reforms.

August 16, 2017 WebPage Regulatory News

IMF Reports on 2017 Article IV Consultation with China

Directors commended the authorities' increased focus on reducing financial stability risks and urged them to continue to strengthen regulatory and supervisory efforts.

August 15, 2017 WebPage Regulatory News

US Agencies' Guidance on Treatment of Centrally Cleared Derivatives

This guidance applies to state member banks, bank holding companies, and savings and loan holding companies (not substantially engaged in insurance underwriting or commercial activities) supervised by the FED, including those with USD 10 billion or less in consolidated assets.

August 14, 2017 WebPage Regulatory News

EBA Updates PSE List for Calculating Capital Requirements Under CRR

EBA published an updated list of public sector entities (PSEs) that may be treated as regional governments, local authorities, or central governments for the calculation of capital requirements, in accordance with the EU Capital Requirements Regulation (CRR).

August 14, 2017 WebPage Regulatory News

IOSCO Consults on Improving Transparency of Corporate Bond Markets

This report sets forth seven recommendations that update the 2004 IOSCO report on transparency of corporate bond markets.

August 14, 2017 WebPage Regulatory News

EC Regulation on Format for Insurance Product Information Document

EC published the Commission Implementing Regulation CIR 2017/1469 laying down a standardized presentation format for the insurance product information document (IPID).

August 12, 2017 WebPage Regulatory News

APRA Consults on Superannuation Operational Governance Proposals

APRA released a letter outlining proposed changes to the superannuation prudential framework to lift operational governance practices of APRA-regulated superannuation trustees (RSE licensees).

August 11, 2017 WebPage Regulatory News

EBA Updates Data Used for the Identification of G-SIIs

EBA published 12 indicators and underlying data from the 35 largest institutions in the EU, whose leverage ratio exposure measure exceeds EUR 200 billion.

August 11, 2017 WebPage Regulatory News

IMF Report on the Second Review Under the EFF with Sri Lanka

IMF published a report on completion of the second review of economic performance under the Extended Fund Facility (EFF) arrangement with Sri Lanka.

August 10, 2017 WebPage Regulatory News

Basel III Monitoring Updates for August 2017

The Basel Committee released the Basel III monitoring workbook version 3.6.0, along with the instructions and a list of frequently asked questions for the collection of June 2017 data.

August 10, 2017 WebPage Regulatory News

ECB Publishes AnaCredit Validation Checks and Reporting Manual Q&A

This document provides detailed information and guidance on AnaCredit reporting requirements.

August 10, 2017 WebPage Regulatory News

ESMA Publishes Responses to Proposal on Trading Obligation Under MiFIR

ESMA published the 29 responses it received to its consultation on trading obligation for derivatives under MiFIR. The consultation ran from June 19, 2017 to July 31, 2017.

August 10, 2017 WebPage Regulatory News

ESMA Published Opinions on Position Limits Under MiFID II

The opinions of ESMA agree with the proposed position limits by the AMF regarding rapeseed, corn, and milling wheat.

August 10, 2017 WebPage Regulatory News

RBNZ Deputy Governor Speaks About Banking Regulation in New Zealand

Grant Spencer, Deputy Governor of RBNZ spoke about the effect of global financial crises on banks and banking regulations, along with the reforms and policies adopted after such crises.

August 09, 2017 WebPage Regulatory News

BaFin Consults on Minimum Requirements for Recovery Planning

BaFin published a consultation on the minimum requirements for recovery planning, for banks and investment firms, implementing Bank Recovery and Resolution Directive, or BRRD, (Directive 2014/59/EU) and Commission Delegated Regulation (EU) 2016/1075.

August 09, 2017 WebPage Regulatory News

US Agencies Extend Resolution Plan Deadline for Certain Banks

The US Agencies (specifically, FED and FDIC) extended the resolution plan filing deadline for 19 foreign banking organizations and 2 large domestic bank holding companies to December 31, 2018.

August 08, 2017 WebPage Regulatory News

SEC Publishes Report on Access to Capital and Market Liquidity

SEC published a report that assesses trends in primary securities issuance and secondary market liquidity, with focus on how these trends relate to the post-crisis regulatory reforms.

August 08, 2017 WebPage Regulatory News

FED Updates Reporting Form FR Y-14Q in August 2017

Among the FED information collections that have been under review, the supplemental information for Capital Assessments and Stress Testing (FR Y-14Q) have been updated this month.

August 08, 2017 WebPage Regulatory News

ESMA Updated Transaction Reporting Guidelines Under MiFID II

The update corrects certain unintended factual mistakes, typos, and inconsistencies in the technical part of the guidelines.

August 08, 2017 WebPage Regulatory News

ESMA Publishes Responses to Consultation on the MMF Regulation

ESMA published the responses received to its consultation on draft technical advice, implementing technical standards, and guidelines under the Money Market Fund (MMF) Regulation.

August 08, 2017 WebPage Regulatory News

APRA Issues Final Margin Rules for Non-Centrally Cleared Derivatives

APRA published CPS 226, the final revised Prudential Standard on margining and risk mitigation for non-centrally cleared derivatives. CPS 226 permits substituted compliance with respect to the margin requirements or provisions of certain foreign bodies.

August 07, 2017 WebPage Regulatory News

IMF Paper on Cyber Risks, Market Failures, and Financial Stability

IMF published a working paper that examines the relationship between cyber risk and financial stability risks in the context of the existing regulatory frameworks and supervisory approaches.

August 07, 2017 WebPage Regulatory News

MAS Consults on Revisions to the Deposit Insurance Scheme

MAS proposed enhancements to the Deposit Insurance Scheme, along with legislative amendments to the Deposit Insurance and Policy Owners' Protection Schemes Act and Regulations. Comments are due by September 04, 2017.

August 04, 2017 WebPage Regulatory News

IMF Working Paper on the Nature of Regulatory Capital Requirements

IMF published a working paper that compares the regulatory capital requirements under the Dodd-Frank Act and the 10% leverage ratio, as proposed by the U.S. Treasury and the U.S. House of Representatives' Financial CHOICE Act (FCA).

August 04, 2017 WebPage Regulatory News

EBA Single Rulebook Q&A: First Update for August 2017

The Single Rulebook updates for the first week of this month include 20 items, with many of them answering queries related to reporting and validation rules.

August 04, 2017 WebPage Regulatory News

EBA Consults on Its Approach to Financial Technology

The discussion paper sets out the results of the first EU-wide fintech mapping exercise, along with the proposals for future work on fintech. EBA invites views from stakeholders on the scope of its proposed work and comments are due by November 06, 2017.

August 04, 2017 WebPage Regulatory News

APRA Consults on Revisions to the Counterparty Credit Risk Framework

APRA published a discussion paper that sets out its response to the submissions on APRA's September 2016 discussion paper on counterparty credit risk CCR for authorized deposit-taking institutions and a number of revised proposals for further consultation.

August 03, 2017 WebPage Regulatory News

FED Consults on Corporate Governance and Large Entity Rating System

FED is requesting public comments on a corporate governance proposal to enhance the effectiveness of boards of directors and on a proposal to better align its rating system for large financial institutions with the post-crisis supervisory program for these firms.

August 03, 2017 WebPage Regulatory News
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