Featured Product

    SNB Publishes Multiple Forms for Reporting by Banks

    April 29, 2020

    SNB published the forms and certain documentation for capital adequacy reporting, along with the documentation for large exposures (LERX Version 1.3) reporting, in accordance with the Capital Adequacy Ordinance. SNB also published Version 1.8 of certain reporting forms (AUR_U, AUR_UEA, AUR_UES, AURH_U, AUR_K, AUR_KEA, and AURH_K), along with the associated documentation, for supervisory reporting on an individual and consolidated basis.

    The published capital adequacy reporting forms are to be submitted for the first time on December 31, 2020, for quarterly (PSBR_CA) or semi-annually (CSBR_CA); reporting will be done on an individual (PSBR_CA) and consolidated basis (CSBR_CA). For supervisory reporting, the published reporting forms include AUR_U, AUR_UEA, AUR_UES, AURH_U, AUR_K, AUR_KEA, and AURH_K. The supervisory reporting forms are in accordance with the FINMA Circular 08/14 on supervisory reporting for banks. The supervisory reporting forms have annual reporting frequency and must be submitted within 60 days of the cut-off date. For forms AUR_U, AUR_UES, and AURH_U, reporting institutions include all banks and securities dealers pursuant to Margin Number 4, FINMA Circular 08/14. For forms AUR_K and AURH_K, reporting institutions include financial groups pursuant to Margin Numbers 5 and 6, FINMA Circular 08/14. For forms AUR_UEA and AUR_KEA, reporting institutions include banks and securities dealers, in accordance with the explanation to supervisory reporting.

     

    Related Links

    Keywords: Europe, Switzerland, Banking, Reporting, Basel III, Large Exposures, Credit Risk, Capital Adequacy, Capital Adequacy Ordinance, FINMA, SNB

    Featured Experts
    Related Articles
    News

    APRA Updates Timelines for Revision of Market Risk Standards

    The Australian Prudential Regulation Authority (APRA) released an update on the timelines for revisions to the market risk prudential standards and the implications for the broader capital framework.

    October 27, 2021 WebPage Regulatory News
    News

    BCBS and IOSCO Propose Further Policy Work on Margining Practices

    Three global standard-setters launched a joint consultation that reviews the margining practices during the COVID-19 pandemic and identifies potential areas for further policy work.

    October 26, 2021 WebPage Regulatory News
    News

    BoE Seeks Information Before Migrating Statistical Reporting to BEEDS

    The Bank of England (BoE) published the Statistical Notice 2021/09 requiring additional information from firms and software vendors to assist in the onboarding and testing phases for migrating statistical reporting to the BEEDS portal.

    October 25, 2021 WebPage Regulatory News
    News

    EBA Finalizes Standards on Alternative SA for Market Risk

    The European Banking Authority (EBA) published the final draft regulatory technical standards on gross jump-to-default amounts and on residual risk add-on under the Capital Requirements Regulation or CRR.

    October 25, 2021 WebPage Regulatory News
    News

    FCA Publishes Final Rules on Investment Firms Prudential Regime

    The Financial Conduct Authority (FCA) published the final rules on the Investment Firms Prudential Regime (IFPR) to streamline and simplify the prudential requirements for solo-regulated UK firms authorized under the Markets in Financial Instruments Directive (MiFID).

    October 25, 2021 WebPage Regulatory News
    News

    ESAs Propose New Rules for Taxonomy-Related Product Disclosures

    The European Supervisory Authorities (ESAs) have delivered to the European Commission (EC) the final report on the draft regulatory technical standards for disclosures under the Sustainable Finance Disclosure Regulation (SFDR).

    October 25, 2021 WebPage Regulatory News
    News

    EBA Advice on Review of Crisis Management/Deposit Insurance Framework

    The European Banking Authority (EBA) published an advice to the European Commission (EC) on funding in resolution and insolvency as part of the review of the crisis management and deposit insurance (CMDI) framework.

    October 25, 2021 WebPage Regulatory News
    News

    FSOC Report Issues Recommendations to Address Climate Risks

    The Financial Stability Oversight Council (FSOC) released a report in response to the U.S. President's Executive Order on climate-related financial risk.

    October 21, 2021 WebPage Regulatory News
    News

    BIS Paper Mulls Policies to Alleviate Challenges Posed by Big Techs

    The Bank for International Settlements (BIS) published a paper that examines the business models and the associated risks posed by big technology firms foraying into financial services sector.

    October 21, 2021 WebPage Regulatory News
    News

    BIS to Launch Asian Green Bond Fund Early Next Year

    The Bank for International Settlements (BIS) announced the development of an Asian Green Bond Fund, in collaboration with the development financing community, to channel global central bank reserves to green projects in Asia Pacific.

    October 21, 2021 WebPage Regulatory News
    RESULTS 1 - 10 OF 7609