ESMA Updates Q&A on Market Abuse Regulation in September 2017
ESMA updated its questions and answers (Q&A) document on the implementation of the Market Abuse Regulation (MAR; EU Regulation No 596/2014). The recent update includes a new detailed answer on issuer obligations in the case of delayed inside information, which then loses its price sensitivity feature during the delay period.
The Q&A document is intended to promote common supervisory approaches and practices in the application of MAR and its implementing measures. MAR is intended to guarantee the integrity of European financial markets and increase investor confidence. Any unlawful behavior in the financial markets is prohibited. The concept of market abuse typically consists of insider dealing, unlawful disclosure of inside information, and market manipulation.
Related Link: Q&A on MAR (PDF)
Keywords: Europe, EU, Securities, MAR, Q&A, Issuer Obligations, ESMA
Previous Article
ESMA Updates Q&A on the Benchmarks RegulationRelated Articles
|
News
FSI Paper Examines Use of Suptech Initiatives by Financial AuthoritiesThe Financial Stability Institute (FSI) of BIS published a paper that examines the suptech developments by analyzing suptech initiatives of 39 financial authorities globally.
October 17, 2019
WebPage
Regulatory News
|
|
News
US Agencies Consult on Policy Statement on Allowance for Credit LossesUS Agencies (FDIC, FED, NCUA, and OCC) are consulting on the policy statement on allowances for credit losses and on the guidance on credit risk review systems.
October 17, 2019
WebPage
Regulatory News
|
|
News
PRA Consults on Approach to Supervising Liquidity and Funding RisksIn consultation paper (CP27/19), PRA published a proposal (CP27/19) to update the supervisory statement SS24/15 on the PRA approach to supervising liquidity and funding risk.
October 17, 2019
WebPage
Regulatory News
|
|
News
FSB Report Examines Implementation and Impact of G20 Financial ReformsFSB published fifth annual report on the implementation and effects of the G20 financial regulatory reforms.
October 16, 2019
WebPage
Regulatory News
|
|
News
EBA Launches Consultation on Comprehensive Pillar 3 DisclosuresEBA proposed the new comprehensive implementing technical standard (ITS) for public disclosures by financial institutions.
October 16, 2019
WebPage
Regulatory News
|
|
News
EBA Consults on Revised Technical Standards on Supervisory ReportingEBA launched a consultation on the revised implementing technical standards, or ITS, on supervisory reporting.
October 16, 2019
WebPage
Regulatory News
|
|
News
BoE and FCA Examine Use of Machine Learning in Financial Sector in UKBoE and FCA published a report on the results of a joint survey by BoE and FCA in 2019 to better understand the use of machine learning in the financial services sector in UK.
October 16, 2019
WebPage
Regulatory News
|
|
News
BCBS Report Examines Progress on Adoption of Basel FrameworkBCBS published the seventeenth progress report on adoption of Basel regulatory framework.
October 16, 2019
WebPage
Regulatory News
|
|
News
APRA Proposes Measures to Strengthen Capital for Bank DepositorsAPRA proposed changes to APS 111, which is the prudential standard on measuring capital adequacy and establishes the criteria for regulatory capital requirements of authorized deposit-taking institutions.
October 15, 2019
WebPage
Regulatory News
|
|
News
EIOPA Consults on Technical Advice for the 2020 Review of Solvency IIEIOPA is consulting on an opinion that sets out technical advice for the 2020 review of Solvency II.
October 15, 2019
WebPage
Regulatory News
|
