Featured Product

    ECB Publishes Guidance Notes to Reporting Agents on SHS Regulation

    September 27, 2018

    ECB published guidance notes to reporting agents on statistics on holdings of securities, or SHS, regulation (EU Regulation No 1011/2012). The document focuses on the SHSG data reporting—that is, the reporting concerning the statistics on holdings of securities by reporting banking groups. It provides guidance and detailed information on the amended SHSG data reporting requirements.

    The document contains information on the scope of the SHSG data collection, covers specifications with regard to the instrument categories covered, summarizes general reporting requirements, and provides a detailed description of the attributes included in the reporting with a breakdown by attribute type. In addition to the existing requirements, it covers forthcoming requirements that will start to apply to the reporting of data related to the reference period at the end of September 2018.

    The detailed implementation of the data collection from reporting agents to national central banks—that is, further material such as templates, code lists, and other technical specifications regarding the primary reporting— is organized at national level under the responsibility of the relevant national central bank. This document explains the underlying methodology of the reporting requirements and provides guidance on the preferred approach that may be taken, in cases where the respective ECB legal act leaves scope for different interpretations. The document aims to provide guidance by clarifying and providing examples related to the requirements and definitions previously laid down in the SHS regulation. It is not a legally binding document, unlike the SHS Regulation, which is the sole legally binding act.

     

    Related Link: Guidance Notes (PDF)

    Keywords: Europe, EU, Banking, Reporting, SHS Regulation, Statistics, SHSG, ECB

    Related Articles
    News

    ESAs Publish Reporting Templates for Financial Conglomerates

    ESAs published the final draft implementing technical standards on reporting of intra-group transactions and risk concentration of financial conglomerates subject to the supplementary supervision in EU.

    January 18, 2021 WebPage Regulatory News
    News

    EBA Publishes Report on Asset Encumbrance of Banks in EU

    EBA published the annual report on asset encumbrance of banks in EU.

    January 18, 2021 WebPage Regulatory News
    News

    US Agencies Publish Updates for Call Reports, FFIEC 101, and FR Y-9C

    FED updated the reporting form and instructions for the FR Y-9C report on consolidated financial statements for holding companies.

    January 15, 2021 WebPage Regulatory News
    News

    EBA Proposes Guidelines for Establishing Intermediate Parent Entities

    EBA issued a consultation paper on the guidelines on monitoring of the threshold and other procedural aspects of the establishment of intermediate EU parent undertakings, or IPUs, as laid down in the Capital Requirements Directive.

    January 15, 2021 WebPage Regulatory News
    News

    EC Adopts Financial Reporting Changes Arising from Benchmark Reforms

    EC published Regulation 2021/25 that addresses amendments related to the financial reporting consequences of replacement of the existing interest rate benchmarks with alternative reference rates.

    January 14, 2021 WebPage Regulatory News
    News

    BIS Bulletin Examines Key Elements of Policy Response to Cyber Risk

    BIS published a bulletin, or a note, that examines the cyber threat landscape in the context of the pandemic and discusses policies to reduce risks to financial stability.

    January 14, 2021 WebPage Regulatory News
    News

    HMT Updates List of Post-Brexit Equivalence Decisions in UK

    HM Treasury, also known as HMT, has updated the table containing the list of the equivalence decisions that came into effect in UK at the end of the transition period of its withdrawal from EU.

    January 14, 2021 WebPage Regulatory News
    News

    EBA Issues Erratum for Technical Package on Reporting Framework 3.0

    EBA published an erratum for technical package on phase 1 of the reporting framework 3.0.

    January 14, 2021 WebPage Regulatory News
    News

    APRA Publishes FAQ on Measurement of Credit Risk Weighted Assets

    APRA updated a frequently asked question (FAQ), for authorized deposit-taking institutions, on the measurement of credit risk weighted assets.

    January 14, 2021 WebPage Regulatory News
    News

    ECB Letter Sets Out Strategies to Address Issue of Nonperforming Loans

    ECB published a letter from Andrea Enria, the Chair of the Supervisory Board of ECB, answering questions raised by the President of the Bundestag (the German federal parliament) on how ECB assesses the financial stability of the euro area in the context of the significant level of nonperforming loans.

    January 14, 2021 WebPage Regulatory News
    RESULTS 1 - 10 OF 6450