Featured Product

    ECB Publishes Guidance Notes to Reporting Agents on SHS Regulation

    September 27, 2018

    ECB published guidance notes to reporting agents on statistics on holdings of securities, or SHS, regulation (EU Regulation No 1011/2012). The document focuses on the SHSG data reporting—that is, the reporting concerning the statistics on holdings of securities by reporting banking groups. It provides guidance and detailed information on the amended SHSG data reporting requirements.

    The document contains information on the scope of the SHSG data collection, covers specifications with regard to the instrument categories covered, summarizes general reporting requirements, and provides a detailed description of the attributes included in the reporting with a breakdown by attribute type. In addition to the existing requirements, it covers forthcoming requirements that will start to apply to the reporting of data related to the reference period at the end of September 2018.

    The detailed implementation of the data collection from reporting agents to national central banks—that is, further material such as templates, code lists, and other technical specifications regarding the primary reporting— is organized at national level under the responsibility of the relevant national central bank. This document explains the underlying methodology of the reporting requirements and provides guidance on the preferred approach that may be taken, in cases where the respective ECB legal act leaves scope for different interpretations. The document aims to provide guidance by clarifying and providing examples related to the requirements and definitions previously laid down in the SHS regulation. It is not a legally binding document, unlike the SHS Regulation, which is the sole legally binding act.

     

    Related Link: Guidance Notes (PDF)

    Keywords: Europe, EU, Banking, Reporting, SHS Regulation, Statistics, SHSG, ECB

    Related Articles

    EBA Publishes Guidelines on Loan Origination and Monitoring

    EBA published guidelines on loan origination and monitoring, which bring together prudential standards and consumer protection obligations, along with the anti-money laundering and the Environmental, Social, and Governance (ESG) considerations.

    May 29, 2020 WebPage Regulatory News

    EBA Proposes Revised Standards for Own Funds and Eligible Liabilities

    EBA published a consultation paper on the draft amended regulatory technical standards on own funds and eligible liabilities.

    May 29, 2020 WebPage Regulatory News

    EBA Sets Out Supervisory Convergence Plan for 2020

    EBA published a report on convergence of supervisory practices in 2019.

    May 29, 2020 WebPage Regulatory News

    PRA Publishes Q&A on Property Valuation Requirements Under CRR

    PRA published a set of questions and answers (Q&A) covering common queries regarding residential and commercial property valuations, for the purpose of the Capital Requirements Regulation (CRR), during the period of disruption caused by COVID-19 pandemic.

    May 29, 2020 WebPage Regulatory News
    News

    IOSCO Consults on Outsourcing Principles for Operational Resilience

    IOSCO proposed updates to its principles for regulated entities that outsource tasks to service providers.

    May 28, 2020 WebPage Regulatory News
    News

    MAS Consortium to Develop AI Fairness Metrics for Credit Scoring

    MAS announced that the first phase of the Veritas initiative will commence with the development of fairness metrics in credit risk scoring and customer marketing.

    May 28, 2020 WebPage Regulatory News

    BoE Updates Definitions for BTL Data Collection

    BoE published the Statistical Notice 2020/4 to update the buy-to-let (BTL) Phase 2 and Phase 3 definitions for the Interest Rate Type data item.

    May 28, 2020 WebPage Regulatory News
    News

    FSI Examines Financial Stability Implications of Payment Deferrals

    FSI published a brief note that examines challenges facing the banking sector as a result of the payment deferral programs put in place to support borrowers affected by the COVID-19 pandemic.

    May 28, 2020 WebPage Regulatory News
    News

    PRA Finalizes Policy on Prudent Person Principle Under Solvency II

    PRA published the policy statement PS14/20, which contains the supervisory statement SS1/20 and the feedback to responses to the consultation paper CP22/19 on expectations for investment by firms in accordance with the Prudent Person Principle, or PPP, as set out in the Investments Part of the PRA Rulebook.

    May 27, 2020 WebPage Regulatory News
    News

    EBA on Extending Large Exposure Limits for French Systemic Banks

    EBA published an opinion following the notification by the French macro-prudential authority, the Haut Conseil de Stabilité Financière (HCSF), of its intention to extend a measure introduced in 2018 on the use of Article 458(9) of the Capital Requirements Regulation (CRR).

    May 27, 2020 WebPage Regulatory News
    RESULTS 1 - 10 OF 5234