Featured Product

    IOSCO Publishes Results of Survey on Commodity Derivatives Markets

    November 19, 2018

    IOSCO published a report on the findings of an updated survey on the principles for the regulation and supervision of commodity derivatives markets. The results show that respondent IOSCO members are not only broadly compliant with the IOSCO principles for regulation and supervision of commodity derivatives markets but have also made substantial progress toward achieving full compliance; in many cases, the members have strengthened their implementation of the principles.

    The report provides a summary of the updated survey results and sets out the areas in which IOSCO members have achieved compliance through the implementation of regulatory reforms. Annexes to the report present results from the 2018 survey review exercise. Annex A shows that IOSCO members that have progressed toward achieving full compliance with the Principles by taking action to resolve those gaps previously identified in the 2012 and 2014 reports. Annex B provides a summary of the responding IOSCO members´ regulatory reforms, date of their implementation, and the effect toward compliance with the principles.

    The survey provided an opportunity for IOSCO members to self-audit their regulatory practices and identify the measures that could help them comply with the principles. IOSCO members from the EU member states prepared a joint response to the survey. This report represents the third review conducted by IOSCO on the implementation of the principles, following previous reviews conducted in 2012 and 2014. IOSCO believes this third review satisfies the original request by the G20 Leaders, and, unless the G20 requests a further review, this report constitutes the final implementation review.


    Related Links

    Keywords: International, Securities, Commodity Derivatives, Regulation and Supervision, Survey, IOSCO

    Related Articles
    News

    APRA Consults on Reporting Standard for Credit Risk Management

    APRA is consulting on the reporting standard for credit risk management (ARS 220.0).

    October 28, 2020 WebPage Regulatory News
    News

    Regulators Fine Goldman Sachs for Risk Management Failures

    FCA and PRA in the UK, FED in the US, and the authorities in Singapore have fined Goldman Sachs for risk management failures in connection with the 1Malaysia Development Berhad (1MDB).

    October 23, 2020 WebPage Regulatory News
    News

    ISDA Launches IBOR Fallbacks Supplement and Protocol

    ISDA launched the IBOR Fallbacks Supplement and the IBOR Fallbacks Protocol, with both becoming effective on January 25, 2021.

    October 23, 2020 WebPage Regulatory News
    News

    Canada Hosts International Conference of Banking Supervisors

    BCBS announced that OSFI and the Bank of Canada hosted the 21st International Conference of Banking Supervisors (ICBS) virtually on October 19-22, 2020.

    October 22, 2020 WebPage Regulatory News
    News

    FCA Proposes More Measures to Help Insurance Customers Amid Crisis

    FCA proposed guidance on how firms should continue to seek to help customers who hold insurance and premium finance products and may be in financial difficulty because of COVID-19, after October 31, 2020.

    October 21, 2020 WebPage Regulatory News
    News

    EBA Issues Opinion to Address Risk Stemming from Legacy Instruments

    EBA issued an opinion on prudential treatment of the legacy instruments as the grandfathering period nears an end on December 31, 2021.

    October 21, 2020 WebPage Regulatory News
    News

    ESRB Publishes Non-Bank Financial Intermediation Risk Monitor for 2020

    ESRB published the fifth issue of the EU Non-bank Financial Intermediation Risk Monitor 2020 (NBFI Monitor).

    October 21, 2020 WebPage Regulatory News
    News

    HM Treasury Publishes Policy Statement Amending Benchmarks Regulation

    HM Treasury announced that the new Financial Services Bill has been introduced in the Parliament.

    October 21, 2020 WebPage Regulatory News
    News

    APRA Initiates Action Against a Bank for Liquidity Compliance Breach

    APRA announced that it has increased the minimum liquidity requirement of Bendigo and Adelaide Bank for failing to comply with the prudential standard on liquidity.

    October 21, 2020 WebPage Regulatory News
    News

    European Council Adopts Position on Capital Markets Recovery Package

    Ambassadors of EU member states agreed on the mandate of European Council on the Capital Markets Recovery Package, to support economic recovery from the COVID-19 crisis.

    October 21, 2020 WebPage Regulatory News
    RESULTS 1 - 10 OF 6011