FED published the draft reporting form and instructions for FR Y-9C and FR Y-14A. The changes were made to the forms and instructions in context to the final rule that simplifies capital rules for large banks and establishes a stress capital buffer, or SCB, requirement. The data for FR Y-14A is reported as of December 31 each year while the data for FR Y-9C is reported quarterly, as of the last calendar day of the quarter.
The FR Y-9C report collects basic financial data from a domestic bank holding company, a savings and loan holding company, a U.S intermediate holding company, and a securities holding company on a consolidated basis in the form of a balance sheet, an income statement, and detailed supporting schedules, including a schedule of off balance-sheet items. The FR Y-14A report collects detailed data on quantitative projections of balance sheet assets and liabilities, income, losses, and capital across a range of macroeconomic scenarios and qualitative information on methodologies used to develop internal projections of capital across scenarios. The data are used to assess the capital adequacy of large firms using forward-looking projections of revenue and losses, to support supervisory stress test models and continuous monitoring efforts, and to inform the operational decision making of FED.
- Draft Reporting Form FR Y-9C (PDF)
- Draft Instructions FR Y-9C (PDF)
- Draft Reporting Form FR Y-14A (PDF)
- Draft Instructions FR Y-14A (PDF)
- Notification on Reporting Update
- Press Release on SCB Rule
Keywords: Americas, US, Banking, FR Y-9C, FR Y-14A, Reporting, Stress Capital Buffer, Stress Testing, Regulatory Capital, FED
Previous ArticleEBA Proposes to Update Methodology for Identification of G-SIIs
HM Treasury notified that, after considering all responses, the government intends to bring forward further legislation, when the Parliamentary time allows, to address issues identified in the consultation on supporting the wind-down of critical benchmarks.
EIOPA launched the 2021 stress test for the insurance sector in EU.
UK authorities jointly published the third edition of Regulatory Initiatives Grid setting out the planned regulatory initiatives for the next 24 months.
EC is requesting feedback on the proposed Commission Delegated Regulation on the content, methodology, and presentation of information that large financial and non-financial undertakings should disclose about their environmentally sustainable economic activities under the Taxonomy Regulation.
OSFI has set out the near-term priorities for federally regulated financial institutions and federally regulated private pension plans for the coming months until March 31, 2022.
Under the Italian G20 Presidency, BIS Innovation Hub and the Italian central bank BDI launched the second edition of the G20 TechSprint on the lookout for innovative solutions to resolve operational problems in green and sustainable finance.
ACPR published Version 1.0.0 of the RUBA taxonomy, which will come into force from the decree of January 31, 2022.
EBA proposed the regulatory technical standards on a central database on anti-money laundering and countering the financing of terrorism (AML/CFT) in EU.
ECB published its response to the targeted EC consultation on the review of the bank crisis management and deposit insurance framework in EU.
BCBS, CPMI, and IOSCO (the Committees) are inviting entities that participate in market infrastructures and securities markets through an intermediary as well as non-bank intermediaries to complete voluntary surveys on the use of margin calls.