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July 11, 2017

ESMA updated the questions and answers (Q&A) document on the application of the Alternative Investment Fund Managers Directive (AIFMD) and the Undertakings for the Collective Investment in Transferable Securities Directive (UCITS). Three new Q&A on AIFMD and two new Q&A on UCITS have been added.

The AIFMD Q&A address reporting requirements for loans purchased on the secondary market, conversion of the total value of assets under management, and currency of the net asset value. The UCITS Q&A covering topics such as “issuer concentration” and “group links, independence and cooling-off periods” have also been included. The Q&A document is intended to promote common supervisory approaches and practices in relation to both the AIFMD and the UCITS Directive and their implementing measures.

 

Related Links:

Q&A on AIFMD (PDF)

Q&A on UCITS Directive (PDF)

Keywords: ESMA, Europe, Q&A, UCITS, AIFMD, Securities

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