EBA Data Collection on Prudential Framework for Investment Firms
EBA launched a supplementary data collection to support the response to EC’s Call for Advice on the new prudential framework for investment firms. The data collection exercise addresses Markets in Financial Instruments Directive (MiFID) investment firms, including those that are expected to fall under the scope of MiFID II. It excludes Undertakings for Collective Investment in Transferable Securities (UCITS) and Alternative Investment Fund Managers Directive (AIFMD) firms conducting MiFID activities or services. The template should be filled in and submitted to the respective competent authorities by August 03, 2017.
This exercise follows up on the first data collection launched on July 15, 2016 and the EBA discussion paper published on November 04, 2016, in which EBA consulted on its proposals for developing a new prudential framework. Many valuable improvements have been made to the initial proposals, in light of the feedback received in the consultation and the additional analysis undertaken. Thus, EBA considers it necessary to launch a supplementary data collection to support the final calibration and impact assessment of the new framework. To reduce burden for institutions that participate in the data collection, EBA limited the number of variables requested to the required minimum. The template includes some variables that were previously collected to allow the participation of firms that did not participate in the first data collection. However, firms that have previously participated in the first data collection are invited to re-submit the new templates, filling in all the variables requested, even if reported in the previous exercise.
Related Links
EBA Supplementary Data Collection (XLSX)
EBA Supplementary Data Instructions (PDF)
EBA Opinion on EC Call for Advice and Other Related Documents
Keywords: EBA, Europe, MiFID II, Investment Firms, Securities, Data Collection
Previous Article
ESMA Consults on Simplifications for ProspectusesRelated Articles
|
News
BoE, FCA, and MAS Announce Collaboration on Cyber SecurityMAS and UK financial authorities (BoE and FCA) announced that they will work together to strengthen cyber security in their financial sectors.
June 13, 2019
WebPage
Regulatory News
|
|
News
CBIRC Advisory Committee Holds Meeting, Discusses Regulatory IssuesThe first meeting of the International Advisory Committee (IAC) of CBIRC was held in Shanghai from June 11 to 12, 2019.
June 13, 2019
WebPage
Regulatory News
|
|
News
APRA Response to Proposal on Revisions to Capital Framework for BanksAPRA published a paper in response to the first round of consultation on proposed changes to the capital framework for authorized deposit-taking institutions.
June 12, 2019
WebPage
Regulatory News
|
|
News
APRA Finalizes Schedule on Scope of Variable Remuneration Under BEARAPRA has released a response letter and the final wording of the schedule in relation to how the Banking Executive Accountability Regime (BEAR) applies to variable remuneration arrangements for medium and small authorized deposit-taking institutions (ADIs).
June 12, 2019
WebPage
Regulatory News
|
|
News
EC Publishes Fourth Progress Report on Reduction of NPLs in EU BanksEC published the fourth progress report on the reduction of non-performing loans (NPLs) in banks in EU.
June 12, 2019
WebPage
Regulatory News
|
|
News
FASB Adds Taxonomy Entry Points in Relation to 2019 DEI TaxonomyFASB has incorporated additional entry points for the 2019 GAAP [Generally Accepted Accounting Principles] Financial Reporting Taxonomy and the 2019 SEC Reporting Taxonomy, in connection with the issuance of the 2019 Document and Entity Information (DEI) Taxonomy by SEC.
June 11, 2019
WebPage
Regulatory News
|
|
News
EC Publishes Draft Equivalence Decisions for Credit Rating AgenciesEC is requesting feedback on the draft implementing decisions on recognition of legal and supervisory systems of Hong Kong, Japan, Mexico, and U.S. as equivalent to the requirements of Regulation (EC) No 1060/2009 on credit rating agencies.
June 11, 2019
WebPage
Regulatory News
|
|
News
BaFin Consults on AFS Recommendation to Increase CCyB for BanksBaFin is requesting feedback on increasing the domestic countercyclical capital buffer (CCyB) to 0.25%, with effect from July 01, 2019, pursuant to Article 92(3) of Capital Requirements Regulation (CRR).
June 11, 2019
WebPage
Regulatory News
|
|
News
MAS Revises Capital Adequacy Requirements for Banks in SingaporeMAS issued amendments to the Notice 637 on risk-based capital adequacy requirements for banks incorporated in Singapore.
June 10, 2019
WebPage
Regulatory News
|
|
News
PRA on Modification by Consent of Definition of Capital Rules in CRR 2PRA announced its decision to offer a modification by consent of the Rules 7.1 and 7.5 of the Definition of Capital Part of the PRA Rulebook.
June 10, 2019
WebPage
Regulatory News
|
