Featured Product

    FCA Issues Update on Move to New Data Collection Platform

    January 20, 2021

    FCA announced that 50% firms have started using the new data collection platform RegData, which is slated to replace the existing platform known Gabriel. FCA started moving firms to RegData in October 2020, with the moving dates being determined by the nature of their reporting obligations and schedules. Firms still using Gabriel should make sure they have registered for RegData, as FCA will continue to move more firms to the new system over the next few months. FCA is requesting feedback from firms that have already moved to RegData by completing a short survey on their experience of the move and the system so far. FCA will review all feedback as it continues to improve the platform.

    To ensure a smooth transition to the new system, FCA will continue to move remaining firms in stages. Firms will not be able to access RegData until FCA moves their users across from Gabriel. Until then, firms should continue to submit their regulatory reports through Gabriel. All Gabriel users must register for RegData before their move by logging in to Gabriel with their normal login details and completing a one-time activity when prompted. Principal Users of firms should make sure all other firm users complete this activity as soon as possible. This needs to be completed before the planned moving date of a firm, otherwise the Principal User will need to set others up as new users in RegData once the firm has been moved to the new system. There is no need to register for a Gabriel user who does not complete online submissions and communicates with FCA directly or use Secure File Transfer Protocol (SFTP) instead of accessing Gabriel online. FCA will outline the process for these services before a user moves, so that the user is prepared.

     

    Related Links

    Keywords: Europe, UK, Banking, Securities, RegData, Gabriel, Reporting, Data Collection Platform, FCA

    Featured Experts
    Related Articles
    News

    PRA Letter Sets Out Findings on Reliability of Regulatory Reporting

    PRA published a "Dear CEO" letter that sets out findings of a review on the reliability of regulatory reporting and reiterates the supervisory expectations on regulatory reporting.

    September 10, 2021 WebPage Regulatory News
    News

    APRA Connect to Go Live; APRA to Reduce Reliance on CLF

    The Australian Prudential Regulation Authority (APRA) confirmed that its new data collection solution APRA Connect will go live on September 13, 2021.

    September 10, 2021 WebPage Regulatory News
    News

    FED Paper Explores Fintech Partnership Dynamics in Community Banks

    The Federal Reserve System (FED) published a paper describing the landscape of partnerships between community banks and fintech companies.

    September 09, 2021 WebPage Regulatory News
    News

    FDIC Selects Four Vendors for Next Phase of Rapid Prototyping Pilot

    The Federal Deposit Insurance Corporation (FDIC) has chosen four companies—Novantas Inc, Palantir Technologies Inc, PeerIQ, and S&P Global Market Intelligence LLC—to propose a pilot consisting of testing new reporting and analytical tools with a small group of FDIC-supervised institutions on a voluntary basis.

    September 09, 2021 WebPage Regulatory News
    News

    PRA Consults on Requirements to Identify Material Risk-Takers

    The Prudential Regulatory Authority (PRA), via the consultation paper CP18/21, proposed changes to the applicable requirements on the identification of material risk-takers for the purposes of the remuneration regime.

    September 08, 2021 WebPage Regulatory News
    News

    ESA Report Points to Elevated Credit and Cyber Risks in Wake of Crisis

    The Joint Committee of European Supervisory Authorities (ESAs) published its second 2021 joint risk assessment report for the financial sector.

    September 08, 2021 WebPage Regulatory News
    News

    IOSCO on Compliance of Credit-Sensitive Rate with Benchmark Principles

    The International Organization of Securities Commissions (IOSCO) published a statement reiterating the importance of continued transition to robust alternative financial benchmarks—that is, risk-free rates—to mitigate potential risks arising from the cessation of LIBOR, including the USD LIBOR.

    September 08, 2021 WebPage Regulatory News
    News

    FED Proposes Revisions to FR Y-9 Reports

    The Board of Governors of the Federal Reserve System (FED) proposed revisions and three-year extension of the FRY-9 reports on financial statements for holding companies (OMB Control Number 7100-0128).

    September 08, 2021 WebPage Regulatory News
    News

    SRB Chair Discusses Improving Resolution Framework for Mid-Size Banks

    The Single Resolution Board (SRB) Chair, Elke König, published an article on improving the resolution framework for medium-size banks.

    September 08, 2021 WebPage Regulatory News
    News

    ACPR Issues Update on Reporting with Legal Entity Identifier

    The French Prudential Control and Resolution Authority (ACPR) announced that the testing environment for the ACPR information system and the OneGate portal will be available to receive test reports with the Legal Entity Identifier (LEI) from September 08, 2021.

    September 07, 2021 WebPage Regulatory News
    RESULTS 1 - 10 OF 7456