SNB Updates Forms on Supervisory Reporting for Banks

Reporting institutions include all banks and securities dealers pursuant to margin no. 4, FINMA Circular 08/14 for forms AUR_U, AUR_UES, and AURH_U. Reporting institutions for forms AUR_K and AURH_K include financial groups pursuant to margin nos. 5 and 6, FINMA Circular 08/14. For forms AUR_UEA and AUR_KEA reporting institutions include banks and securities dealers according to Chapter II, Section 9 in the Explanatory notes.

Supervisory reporting enables FINMA to operate a rating and analysis system to ensure risk-oriented supervision. Statistical evaluations, such as comparisons of deadlines, time series analyzes, and comparisons between individual banks, securities dealers and financial groups and within peer groups provide FINMA with an overall view of the state and development of the banking system.

Related Links (in German)

• Reporting Forms on Supervisory Reporting (Version 1.7)
• Documentation for Updated Forms

Keywords: Europe, Switzerland, Banking, Reporting, FINMA, SNB