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    SNB Publishes Multiple Forms for Reporting by Banks

    April 29, 2020

    SNB published the forms and certain documentation for capital adequacy reporting, along with the documentation for large exposures (LERX Version 1.3) reporting, in accordance with the Capital Adequacy Ordinance. SNB also published Version 1.8 of certain reporting forms (AUR_U, AUR_UEA, AUR_UES, AURH_U, AUR_K, AUR_KEA, and AURH_K), along with the associated documentation, for supervisory reporting on an individual and consolidated basis.

    The published capital adequacy reporting forms are to be submitted for the first time on December 31, 2020, for quarterly (PSBR_CA) or semi-annually (CSBR_CA); reporting will be done on an individual (PSBR_CA) and consolidated basis (CSBR_CA). For supervisory reporting, the published reporting forms include AUR_U, AUR_UEA, AUR_UES, AURH_U, AUR_K, AUR_KEA, and AURH_K. The supervisory reporting forms are in accordance with the FINMA Circular 08/14 on supervisory reporting for banks. The supervisory reporting forms have annual reporting frequency and must be submitted within 60 days of the cut-off date. For forms AUR_U, AUR_UES, and AURH_U, reporting institutions include all banks and securities dealers pursuant to Margin Number 4, FINMA Circular 08/14. For forms AUR_K and AURH_K, reporting institutions include financial groups pursuant to Margin Numbers 5 and 6, FINMA Circular 08/14. For forms AUR_UEA and AUR_KEA, reporting institutions include banks and securities dealers, in accordance with the explanation to supervisory reporting.


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    Keywords: Europe, Switzerland, Banking, Reporting, Basel III, Large Exposures, Credit Risk, Capital Adequacy, Capital Adequacy Ordinance, FINMA, SNB

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