Featured Product

    SNB Publishes Multiple Forms for Reporting by Banks

    April 29, 2020

    SNB published the forms and certain documentation for capital adequacy reporting, along with the documentation for large exposures (LERX Version 1.3) reporting, in accordance with the Capital Adequacy Ordinance. SNB also published Version 1.8 of certain reporting forms (AUR_U, AUR_UEA, AUR_UES, AURH_U, AUR_K, AUR_KEA, and AURH_K), along with the associated documentation, for supervisory reporting on an individual and consolidated basis.

    The published capital adequacy reporting forms are to be submitted for the first time on December 31, 2020, for quarterly (PSBR_CA) or semi-annually (CSBR_CA); reporting will be done on an individual (PSBR_CA) and consolidated basis (CSBR_CA). For supervisory reporting, the published reporting forms include AUR_U, AUR_UEA, AUR_UES, AURH_U, AUR_K, AUR_KEA, and AURH_K. The supervisory reporting forms are in accordance with the FINMA Circular 08/14 on supervisory reporting for banks. The supervisory reporting forms have annual reporting frequency and must be submitted within 60 days of the cut-off date. For forms AUR_U, AUR_UES, and AURH_U, reporting institutions include all banks and securities dealers pursuant to Margin Number 4, FINMA Circular 08/14. For forms AUR_K and AURH_K, reporting institutions include financial groups pursuant to Margin Numbers 5 and 6, FINMA Circular 08/14. For forms AUR_UEA and AUR_KEA, reporting institutions include banks and securities dealers, in accordance with the explanation to supervisory reporting.

     

    Related Links

    Keywords: Europe, Switzerland, Banking, Reporting, Basel III, Large Exposures, Credit Risk, Capital Adequacy, Capital Adequacy Ordinance, FINMA, SNB

    Featured Experts
    Related Articles
    News

    EBA Clarifies Use of COVID-19-Impacted Data for IRB Credit Risk Models

    The European Banking Authority (EBA) published four draft principles to support supervisory efforts in assessing the representativeness of COVID-19-impacted data for banks using the internal ratings based (IRB) credit risk models.

    June 21, 2022 WebPage Regulatory News
    News

    BIS Hub Updates Work Program for 2022, Announces New Projects

    The Bank for International Settlements (BIS) Innovation Hub updated its work program, announcing a set of projects across various centers.

    June 17, 2022 WebPage Regulatory News
    News

    US Senate Members Seek Details on SEC Proposed Climate Disclosure Rule

    Certain members of the U.S. Senate Committee on Banking, Housing, and Urban Affairs issued a letter to the Securities and Exchange Commission (SEC)

    June 16, 2022 WebPage Regulatory News
    News

    EIOPA Consults on Review of Securitization Framework in Solvency II

    The European Insurance and Occupational Pensions Authority (EIOPA) published a consultation paper on the advice on the review of the securitization prudential framework in Solvency II.

    June 16, 2022 WebPage Regulatory News
    News

    UK Authorities Issue Regulatory and Reporting Updates for Banks

    The Prudential Regulation Authority (PRA) issued a statement on PRA buffer adjustment while the Bank of England (BoE) published a notice on the statistical reporting requirements for banks.

    June 15, 2022 WebPage Regulatory News
    News

    BaFin Consults on Resolvability Requirements for Resolution Planning

    The Federal Financial Supervisory Authority of Germany (BaFin) proposed to amend the “Capital Investment Conduct And Organization Ordinance” and issued a draft circular on the minimum resolvability requirements for resolution planning.

    June 10, 2022 WebPage Regulatory News
    News

    EBA Consults on Certain Standards and Guidelines Under CRR and BRRD

    The European Banking Authority (EBA) proposed guidelines, for the resolution authorities, on the publication of the write-down and conversion and bail-in exchange mechanic, with the comment period ending on September 07, 2022.

    June 08, 2022 WebPage Regulatory News
    News

    OJK Publishes Regulatory Updates for Financial Sector Entities

    The Financial Services Authority of Indonesia (OJK) is strengthening cooperation with the Australian Prudential Regulation Authority (APRA) and the Japanese Financial Services Agency (JFSA)

    June 03, 2022 WebPage Regulatory News
    News

    EU Publishes Rules on DLT and Data Governance

    The European Parliament and the Council published Regulation 2022/868 on European data governance (Data Governance Act).

    June 03, 2022 WebPage Regulatory News
    News

    EBA Publishes Phase 2 of Reporting Framework 3.2

    The European Banking Authority (EBA) published phase 2 of its reporting framework 3.2. The technical package supports the implementation of the updated reporting framework by providing standard specifications

    June 03, 2022 WebPage Regulatory News
    RESULTS 1 - 10 OF 8267