SNB Publishes Multiple Forms for Reporting by Banks
SNB published the forms and certain documentation for capital adequacy reporting, along with the documentation for large exposures (LERX Version 1.3) reporting, in accordance with the Capital Adequacy Ordinance. SNB also published Version 1.8 of certain reporting forms (AUR_U, AUR_UEA, AUR_UES, AURH_U, AUR_K, AUR_KEA, and AURH_K), along with the associated documentation, for supervisory reporting on an individual and consolidated basis.
The published capital adequacy reporting forms are to be submitted for the first time on December 31, 2020, for quarterly (PSBR_CA) or semi-annually (CSBR_CA); reporting will be done on an individual (PSBR_CA) and consolidated basis (CSBR_CA). For supervisory reporting, the published reporting forms include AUR_U, AUR_UEA, AUR_UES, AURH_U, AUR_K, AUR_KEA, and AURH_K. The supervisory reporting forms are in accordance with the FINMA Circular 08/14 on supervisory reporting for banks. The supervisory reporting forms have annual reporting frequency and must be submitted within 60 days of the cut-off date. For forms AUR_U, AUR_UES, and AURH_U, reporting institutions include all banks and securities dealers pursuant to Margin Number 4, FINMA Circular 08/14. For forms AUR_K and AURH_K, reporting institutions include financial groups pursuant to Margin Numbers 5 and 6, FINMA Circular 08/14. For forms AUR_UEA and AUR_KEA, reporting institutions include banks and securities dealers, in accordance with the explanation to supervisory reporting.
Related Links
Keywords: Europe, Switzerland, Banking, Reporting, Basel III, Large Exposures, Credit Risk, Capital Adequacy, Capital Adequacy Ordinance, FINMA, SNB
Featured Experts
María Cañamero
Skilled market researcher; growth strategist; successful go-to-market campaign developer
Nicolas Degruson
Works with financial institutions, regulatory experts, business analysts, product managers, and software engineers to drive regulatory solutions across the globe.
Pierre-Etienne Chabanel
Brings expertise in technology and software solutions around banking regulation, whether deployed on-premises or in the cloud.
Previous Article
OJK Amends Regulation on Corporate GovernanceRelated Articles
EBA Analyzes Impact of Unwind Mechanism of Liquidity Coverage Ratio
EBA published a report analyzing the impact of the unwind mechanism of the liquidity coverage ratio (LCR) for a sample of European banks over a three-year period, from the end of 2016 to the first quarter of 2020.
ECB Outlines Views on Possible Changes to AnaCredit Rule and TLTROs
In response to questions from a member of the European Parliament, the ECB President Christine Lagarde issued a letter clarifying the possibility of amending the AnaCredit Regulation and making targeted longer-term refinancing operations (TLTROs) dependent on the climate-related impact of bank loans.
IASB Begins First Phase of Post-Implementation Review of IFRS 9
IASB started the post-implementation review of the classification and measurement requirements in IFRS 9 on financial instruments and added the review as a project to its work plan.
FSB Report Examines Progress in Resolvability of Systemic Institutions
FSB published a report that examines progress in implementing policy measures to enhance the resolvability of systemically important financial institutions.
EBA Benchmarks National Insolvency Frameworks Across EU
EBA published a report on the benchmarking of national loan enforcement frameworks across 27 EU member states, in response to the call for advice from EC.
FSB Reports Assess Impact of Pandemic on Financial Stability
FSB published a letter from its Chair Randal K. Quarles, along with two reports exploring various aspects of the market turmoil resulting from the COVID-19 event.
RBNZ Consults on Implementation of Capital Review Changes
RBNZ launched a consultation on the details for implementing the final Capital Review decisions announced in December 2019.
IASB Announces Andreas Barckow as the New Chair from July 2021
The Trustees of the IFRS Foundation, which are responsible for the governance and oversight of IASB, have announced the appointment of Dr. Andreas Barckow as the IASB Chair, effective July 2021.
HKMA Consults on Capital Rules for Bank Equity Investments in Funds
HKMA issued a letter to consult the banking industry on a full set of proposed draft amendments to the Banking (Capital) Rules for implementing the Basel standard on capital requirements for banks’ equity investments in funds in Hong Kong.
ESRB Supports Extension of Macro-Prudential Measure by Swedish FSA
ESRB published an opinion assessing the decision of Swedish Financial Supervisory Authority (FSA) to extend the application period of a stricter measure for residential mortgage lending, in accordance with Article 458 of the Capital Requirements Regulation (CRR).
